Vulnerability, risk and adaptation: A conceptual framework

The purpose of this paper is to present a tentative conceptual framework for studies of vulnerability and adaptation to climate variability and change, generally applicable to a wide range of contexts, systems and hazards. Social vulnerability is distinguished from biophysical vulnerability, which is broadly equivalent to the natural hazards concept of risk. The IPCC definition of vulnerability is discussed within this context, which helps us to reconcile apparently contradictory definitions of vulnerability. A concise typology of physically defined hazards is presented; the relationship between the vulnerability and adaptive capacity of a human system depends critically on the nature of the hazard faced. Adaptation by a system may be inhibited by process originating outside the system; it is therefore important to consider “external” obstacles to adaptation, and links across scales, when assessing adaptive capacity.


Transformational adaptation when incremental adaptations to climate change are insufficient

All human–environment systems adapt to climate and its natural variation. Adaptation to human-induced change in climate has largely been envisioned as increments of these adaptations intended to avoid disruptions of systems at their current locations. In some places, for some systems, however, vulnerabilities and risks may be so sizeable that they require transformational rather than incremental adaptations. Three classes of transformational adaptations are those that are adopted at a much larger scale, that are truly new to a particular region or resource system, and that transform places and shift locations. We illustrate these with examples drawn from Africa, Europe, and North America.


Running to stand still: adaptation and the response of plants to rapid climate change

Climate is a potent selective force in natural populations, yet the importance of
adaptation in the response of plant species to past climate change has been questioned. As many species are unlikely to migrate fast enough to track the rapidly changing climate of the future, adaptation must play an increasingly important role in their response. In this paper we review recent work that has documented climate-related genetic diversity within populations or on the microgeographical scale. We then describe studies that have looked at the potential evolutionary responses of plant populations to future climate change. We argue that in fragmented landscapes, rapid climate change has the potential to overwhelm the capacity for adaptation in many plant populations and dramatically alter their genetic composition. The consequences are likely to include unpredictable changes in the presence and abundance of species within communities and a reduction in their ability to resist and recover from further environmental perturbations, such as pest and disease outbreaks and extreme climatic events. Overall, a range-wide increase in
extinction risk is likely to result. We call for further research into understanding the
causes and consequences of the maintenance and loss of climate-related genetic diversity within populations.

Long-distance plant dispersal and habitat fragmentation: identifying conservation targets for spatial landscape planning under climate change

Climate change presents a potentially severe threat to biodiversity. Species will be required to disperse rapidly through fragmented landscapes in order to keep pace with the changing climate. An important challenge for conservation is therefore to manage landscapes so as to assist species in tracking the environmental conditions to which they are adapted. Here we develop a stochastic spatially explicit model to simulate plant dispersal across artificial fragmented landscapes. Based on certain assumptions as to the dispersal mechanism, we assess the impact that varying potential for rare long-distance dispersal (LDD) has on the ability to move over landscapes with differing spatial arrangements of suitable habitat (clumped versus fragmented). Simulations demonstrate how the relative importance of landscape structure in determining migration ability may decrease as the potential for LDD increases. Thus, if LDD is the principal mechanism by which rapid large-scale migrations are achieved, strategically planned networks of protected habitat may have a limited impact on rates of large-scale plant migrations. We relate our results to conventional principles for conservation planning and the geometric design of reserves, and demonstrate how reversal of these principles may maximise the potential for conservation under future climates. In particular, we caution against the justification of large-scale corridors on grounds of climate change since migration along corridors by standard dispersal mechanisms is unlikely to keep pace with projected change for many species. An improved understanding of the dispersal mechanisms by which species achieve rapid migrations, and the way that these processes are affected by patterns of landscape fragmentation, will be important to inform future conservation strategies.


Life history and spatial traits predict extinction risk due to climate change

There is an urgent need to develop effective vulnerability assessments for evaluating the conservation status of species in a changing climate1. Several new assessment approaches have been proposed for evaluating the vulnerability of species to climate change2, 3, 4, 5 based on the expectation that established assessments such as the IUCN Red List6 need revising or superseding in light of the threat that climate change brings. However, although previous studies have identified ecological and life history attributes that characterize declining species or those listed as threatened7, 8, 9, no study so far has undertaken a quantitative analysis of the attributes that cause species to be at high risk of extinction specifically due to climate change. We developed a simulation approach based on generic life history types to show here that extinction risk due to climate change can be predicted using a mixture of spatial and demographic variables that can be measured in the present day without the need for complex forecasting models. Most of the variables we found to be important for predicting extinction risk, including occupied area and population size, are already used in species conservation assessments, indicating that present systems may be better able to identify species vulnerable to climate change than previously thought. Therefore, although climate change brings many new conservation challenges, we find that it may not be fundamentally different from other threats in terms of assessing extinction risks.


Managing for Multiple Resources Under Climate Change: National Forests

This study explores potential adaptation approaches in planning and management that the United States Forest Service might adopt to help achieve its goals and objectives in the face of climate change. Availability of information, vulnerability of ecological and socio-economic systems, and uncertainties associated with climate change, as well as the interacting non-climatic changes, influence selection of the adaptation approach. Resource assessments are opportunities to develop strategic information that could be used to identify and link adaptation strategies across planning levels. Within a National Forest, planning must incorporate the opportunity to identify vulnerabilities to climate change as well as incorporate approaches that allow management adjustments as the effects of climate change become apparent. The nature of environmental variability, the inevitability of novelty and surprise, and the range of management objectives and situations across the National Forest System implies that no single approach will fit all situations. A toolbox of management options would include practices focused on forestalling climate change effects by building resistance and resilience into current ecosystems, and on managing for change by enabling plants, animals, and ecosystems to adapt to climate change. Better and more widespread implementation of already known practices that reduce the impact of existing stressors represents an important “no regrets” strategy. These management opportunities will require agency consideration of its adaptive capacity, and ways to overcome potential barriers to these adaptation options.


Identifying refugia from climate change

This article highlights how the loose definition of the term ‘refugia’ has led to discrepancies in methods used to assess the vulnerability of species to the current trend of rising global temperatures. The term ‘refugia’ is commonly used without distinguishing between macrorefugia and microrefugia, ex situ refugia and in situ refugia, glacial and interglacial refugia or refugia based on habitat stability and refugia based on climatic stability. It is not always clear which definition is being used, and this makes it difficult to assess the appropriateness of the methods employed. For example, it is crucial to develop accurate fine-scale climate grids when identifying microrefugia, but coarse-scale macroclimate might be adequate for determining macrorefugia. Similarly, identifying in situ refugia might be more appropriate for species with poor dispersal ability but this may overestimate the extinction risk for good dispersers. More care needs to be taken to properly define the context when referring to refugia from climate change so that the validity of methods and the conservation significance of refugia can be assessed.


Guiding concepts for park and wilderness stewardship in an era of global environmental change

The major challenge to stewardship of protected areas is to decide where, when, and how to intervene in physical and biological processes, to conserve what we value in these places. To make such decisions, planners and managers must articulate more clearly the purposes of parks, what is valued, and what needs to be sustained.


Climate change and the migration capacity of species

In a recent paper, McLachlan et al. presented evidence that migration rates of two tree species at the end of the last glacial (c. 10-20 thousand years ago) were much slower than was previously thought. These results provide an important insight for climate-change impacts studies and suggest that the ability of species to track future climate change is limited. However, the detection of late-glacial refugia close to modern range limits also implies that some of our most catastrophic projections might be overstated.